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Buy-Side Risk and Control Summit

Join RIMES at the 2019 Buy-Side Risk and Control Summit.

The Buy-Side Risk and Control Summit is designed for risk and control practitioners in the 1st & 2nd lines of defence and other professionals affected by SMCR and evolving conduct risk expectations.

Topics include:

  • Expectations from the Regulator (Keynote address from Nick Miller, Head of Asset Management Supervision, Financial Conduct Authority)

  • Evidencing Individual Accountability

  • Governance and Control Frameworks: Improving Efficiency across the 3LoD

  • Conduct Risk: Controls vs. Culture

  • Communications & Trade Surveillance

  • Managing Risk in an Outsourced Model

RIMES will have a product demonstration at the event and will also be exhibiting. We look forward to seeing you there!