[On-demand] 2020 and Buy-Side Compliance: A Year of Awakening and Investment

In this interactive discussion, Scott Burke of RIMES sat down with Danielle Tierney from Greenwich Associates to discuss insights into previously unreleased data points from our recent study with Greenwich Associates:

  • Adoption of in-house vs. third-party technology
  • Assessment of current buy-side compliance program efficacy
  • WFH transition preparedness and immediate response
  • Compliance risk level changes throughout the first 9 months of 2020 across trading, conduct, and communications
  • 2021 compliance budget and technology investment expectations
Register* below to access the on-demand panel discussion:

* Due to the nature of our events, this webinar is reserved for end-users only. Registrations using personal email address cannot be accepted.