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[WEBINAR] Trading Surveillance in 2019 and Beyond

RIMES and Aite Group are pleased to present our views on the 2019 trading surveillance needs in the U.S. and Canada. The CFTC, the SEC, IIROC, and other regulatory bodies have advertised advanced analytical capabilities and their expectation for firms to keep pace.

We will answer the following questions:

• What are the key Regulatory initiatives and capabilities to be aware of?

• What is the competitive advantage to proactive surveillance?

• How do you bridge gaps effectively?

This will be a “state of the trading surveillance union” for financial firms operating in the U.S. and Canada. We offer you this comprehensive briefing to understand where the market is trending and how we can help you manage trading risk appropriately in 2019 and beyond.

Speakers

Spencer Mindlin
Spencer Mindlin
Capital Markets Industry Analyst
Aite Group
Scott Burke
Scott Burke
SME – Surveillance
RIMES

Webinar Details

Tuesday, April 16
Duration:  60 minutes
11:30  a.m.   EDT
10:30  a.m.   CDT
08:30  a.m.   PDT

Please register even if you cannot attend in order to receive the on-demand recording.

Once registered, joining instructions will be sent to you in due course.

REGISTER HERE »

 

* Please note that registration is necessary for this webinar. Due to the nature of our events, this webinar is reserved for end-users only.