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Financial Data Trends Oct 14, 2019

ESMA Consults on Broadening the Scope of MAR

This month, the European Securities and Markets Authority (ESMA) published a consultation paper on the EU’s Market Abuse Regulation (MAR), which has...

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Financial Data Trends Oct 9, 2019

EU Regulators Turn Tough on Market Surveillance Compliance

Until recently, there was a noticeable difference in the enforcement model used by the UK’s Financial Conduct Authority (FCA) and its peers...

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Financial Data Trends Oct 2, 2019

The ETF Market is About to Explode: Is Your Firm Ready?

On September 26, The SEC voted to adopt Rule 6c-11, otherwise known as the ‘ETF Rule’. The rule, which has been in...

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Financial Data Trends Sep 2, 2019

LIBOR Reform: What’s Next and How Can Firms Adapt?

Few areas of the financial sector are undergoing such profound and rapid change as in the area of benchmarks, rates and indices....

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