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Market Surveillance Nov 11, 2019

Market Surveillance: The Expert View

On October 17, RIMES hosted a regulatory seminar in London. In the second session of the day, a panel of experts discussed...

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Market Abuse (MAR) Nov 5, 2019

The State of Market Surveillance

On October 17, RIMES hosted a regulatory seminar in London. In the first session of the day, Octavio Marenzi, CEO of Opimas,...

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Market Abuse (MAR) Oct 14, 2019

ESMA Consults on Broadening the Scope of MAR

This month, the European Securities and Markets Authority (ESMA) published a consultation paper on the EU’s Market Abuse Regulation (MAR), which has...

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Market Abuse (MAR) Oct 9, 2019

EU Regulators Turn Tough on Market Surveillance Compliance

Until recently, there was a noticeable difference in the enforcement model used by the UK’s Financial Conduct Authority (FCA) and its peers...

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