Insights
Market Abuse (MAR)
Jun 30, 2020
Financial Sector Regulations in Australia: The Aussie Rules are Tightening Up
Australian financial sector regulations are a bit like the rules in Aussie rules football: while we know they exist, few of us...
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Market Abuse (MAR)
May 29, 2020
Coronavirus and Market Surveillance: the FCA Issues Strongly Worded Market Guidance
This week, the FCA issued clear guidance about the standards of behavior it expects from firms while financial markets are dealing with...
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Market Abuse (MAR)
May 13, 2020
RIMES and SOTERIA Virtual Panel: Integrating Trade and Communications Surveillance
On April 22, RIMES and SOTERIA co-hosted a virtual panel discussion on the topic of trade and communications surveillance to mark the...
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Market Surveillance
May 6, 2020
It’s Boom Time for Market Surveillance
A new report from Grand View Research, a market research and consulting company, has forecast a staggering compound annual growth rate of...
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