We have been passionate about data for the past 20 years. Our work includes prompting, responding to and reporting on key industry debates. Here you can find all the white papers and surveys we publish from time to time.
Over the past two years, trade and market surveillance has become increasingly important for firms across the sell- and buy-sides. Emerging regulations...View Article
At the end of last month, the UK’s Financial Conduct Authority issued a consultation on proposed changes to its Financial Crime Guide...View Article
RIMES addresses regulatory challenges of market manipulation and insider trading legislation in U.S. with new solution
RIMES launches RegFocus Market Surveillance to simplify and streamline regulatory compliance for the buy-side, sell-side and hedge fund community. RIMES, the leading...View Article
Earlier this month, the Commodity Futures Trading Commission (CFTC) settled charges against Deutsche Bank Securities Inc. (DBSI) for attempted manipulation of the...View Article