Investment firms no longer have a choice: they must automate market surveillance workflows to mitigate risk. While it’s understandable that many firms...
View ArticleOn November 18, Scott Burke, Regulatory Product Manager at RIMES, took part in a debate on market surveillance, which was convened as...
View ArticleHistory has shown that it can take a while for regulators to enforce market abuse rules. Even when a new law is...
View ArticleThanks to COVID-19, the financial services industry has had to adjust to a new normal marked by distributed working models and turbulent...
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