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Market Abuse (MAR)
Dec 14, 2019
ESMA Consults on Broadening the Scope of MAR
In October, the European Securities and Markets Authority (ESMA) published a consultation paper on the EU’s Market Abuse Regulation (MAR), which has...
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Market Surveillance
Nov 11, 2019
Market Surveillance: The Expert View
On October 17, RIMES hosted a regulatory seminar in London. In the second session of the day, a panel of experts discussed...
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Market Abuse (MAR)
Nov 5, 2019
The State of Market Surveillance
On October 17, RIMES hosted a regulatory seminar in London. In the first session of the day, Octavio Marenzi, CEO of Opimas,...
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Market Abuse (MAR)
Oct 9, 2019
EU Regulators Turn Tough on Market Surveillance Compliance
Until recently, there was a noticeable difference in the enforcement model used by the UK’s Financial Conduct Authority (FCA) and its peers...
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