Insights
I'd like to see
Market Surveillance
Nov 11, 2019
Market Surveillance: The Expert View
On October 17, RIMES hosted a regulatory seminar in London. In the second session of the day, a panel of experts discussed...
View Article
Market Abuse (MAR)
Nov 5, 2019
The State of Market Surveillance
On October 17, RIMES hosted a regulatory seminar in London. In the first session of the day, Octavio Marenzi, CEO of Opimas,...
View Article
Market Abuse (MAR)
Oct 14, 2019
ESMA Consults on Broadening the Scope of MAR
This month, the European Securities and Markets Authority (ESMA) published a consultation paper on the EU’s Market Abuse Regulation (MAR), which has...
View Article
Market Abuse (MAR)
Oct 9, 2019
EU Regulators Turn Tough on Market Surveillance Compliance
Until recently, there was a noticeable difference in the enforcement model used by the UK’s Financial Conduct Authority (FCA) and its peers...
View Article
