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Market Abuse (MAR) Jun 30, 2020

Financial Sector Regulations in Australia: The Aussie Rules are Tightening Up

Australian financial sector regulations are a bit like the rules in Aussie rules football: while we know they exist, few of us...

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Market Abuse (MAR) May 13, 2020

RIMES and SOTERIA Virtual Panel: Integrating Trade and Communications Surveillance

On April 22, RIMES and SOTERIA co-hosted a virtual panel discussion on the topic of trade and communications surveillance to mark the...

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Market Surveillance May 6, 2020

It’s Boom Time for Market Surveillance

A new report from Grand View Research, a market research and consulting company, has forecast a staggering compound annual growth rate of...

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Market Surveillance Apr 15, 2020

Building ‘Regulator-Ready’ Systems and Controls

The basis of a robust supervision and compliance capability is and always will be people. Nothing can replace expert, decisive professionals in...

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