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Market Surveillance
Sep 22, 2020
A timely reminder to ensure adequate market surveillance
The publication by the FCA of a Decision Notice on September 16 will no doubt cause some anxiety within control functions at...
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Market Surveillance
Sep 9, 2020
Strategic Technology Adoption for Market Surveillance
Financial sector firms increasingly “get” market surveillance. Once seen as a costly extravagance, firms have come to realize that market surveillance technology...
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Market Abuse (MAR)
Sep 8, 2020
RIMES Named a Leading Trade Surveillance Technology Provider by Greenwich Associates
RIMES’ RegFocussm Market Surveillance solution named as one of the top trade surveillance solutions for financial services firms. New York, September 8th,...
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Market Surveillance
Aug 6, 2020
Usage of Microsoft Teams is Surging – Is your Surveillance Program Ready?
Since March, remote working has become the “new normal” for most financial sector firms. During this same period, use of Microsoft Teams,...
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