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Market Abuse (MAR)
Jun 30, 2020
Financial Sector Regulations in Australia: The Aussie Rules are Tightening Up
Australian financial sector regulations are a bit like the rules in Aussie rules football: while we know they exist, few of us...
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Market Abuse (MAR)
May 13, 2020
RIMES and SOTERIA Virtual Panel: Integrating Trade and Communications Surveillance
On April 22, RIMES and SOTERIA co-hosted a virtual panel discussion on the topic of trade and communications surveillance to mark the...
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Market Surveillance
May 6, 2020
It’s Boom Time for Market Surveillance
A new report from Grand View Research, a market research and consulting company, has forecast a staggering compound annual growth rate of...
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Market Surveillance
Apr 15, 2020
Building ‘Regulator-Ready’ Systems and Controls
The basis of a robust supervision and compliance capability is and always will be people. Nothing can replace expert, decisive professionals in...
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