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Data Management
May 22, 2019
MAR Compliance: Europe’s Second Investment Wave Gets Underway
When the Market Abuse Regulation (MAR) came into force in 2016 it was a particularly tough time for compliance officers in Europe’s...
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Market Abuse (MAR)
Mar 27, 2019
The FCA Increases Focus on London Hedge Funds
According to recent reports, hedge funds in the City of London have been told to prepare for wide-ranging checks on financial crime...
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Market Surveillance
Nov 8, 2018
Order Surveillance: Creating an Intelligent “Net”
Preparing your firm to contend with catching spoofing, layering and other trading behavior that could run afoul of regulations, is just half...
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Market Surveillance
Nov 5, 2018
RegFocus Market Suveillance enters Opimas’ Trade Surveillance Shortlisting
Market abuse surveillance requirements vary significantly by type of market participant, applicable regulations, and the trading strategies employed. To assist with trade...
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