May 30, 2019
When the Market Abuse Regulation (MAR) came into force in 2016 it was a particularly tough time for compliance officers in Europe’s...
Market Abuse (MAR)
Mar 27, 2019
According to recent reports, hedge funds in the City of London have been told to prepare for wide-ranging checks on financial crime...
Nov 8, 2018
Preparing your firm to contend with catching spoofing, layering and other trading behavior that could run afoul of regulations, is just half...
Nov 5, 2018
Market abuse surveillance requirements vary significantly by type of market participant, applicable regulations, and the trading strategies employed. To assist with trade...