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Market Surveillance Jun 5, 2018

Aite Group Examines Market Surveillance Trends at RIMES Conference 2018

In this special series, we’re reporting on the highlights of the RIMES II Client Conference EMEA 2018, which took place in London...

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Market Abuse (MAR) May 17, 2018

The Quiet Revolution in Market Surveillance Technologies

Over the past two years, trade and market surveillance has become increasingly important for firms across the sell- and buy-sides. Emerging regulations...

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Market Abuse (MAR) Apr 26, 2018

What the FCA’s Financial Crime Guide Consultation Tells Us About Market Surveillance

At the end of last month, the UK’s Financial Conduct Authority issued a consultation on proposed changes to its Financial Crime Guide...

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Market Abuse (MAR) Mar 23, 2018

RIMES addresses regulatory challenges of market manipulation and insider trading legislation in U.S. with new solution

RIMES launches RegFocus Market Surveillance to simplify and streamline regulatory compliance for the buy-side, sell-side and hedge fund community. RIMES, the leading...

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