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Market Surveillance Apr 15, 2020

Building ‘Regulator-Ready’ Systems and Controls

The basis of a robust supervision and compliance capability is and always will be people. Nothing can replace expert, decisive professionals in...

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Market Surveillance Mar 26, 2020

RIMES and SOTERIA successfully complete initial product integration to create the first unified Market Manipulation and Insider Dealing Detection service

An integrated transaction and communications surveillance service to help financial services firms manage risk in today’s global regulatory environment. London 26th March...

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Market Abuse (MAR) Dec 14, 2019

ESMA Consults on Broadening the Scope of MAR

In October, the European Securities and Markets Authority (ESMA) published a consultation paper on the EU’s Market Abuse Regulation (MAR), which has...

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Market Surveillance Nov 11, 2019

Market Surveillance: The Expert View

On October 17, RIMES hosted a regulatory seminar in London. In the second session of the day, a panel of experts discussed...

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