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Market Abuse (MAR) Mar 27, 2019

The FCA Increases Focus on London Hedge Funds

According to recent reports, hedge funds in the City of London have been told to prepare for wide-ranging checks on financial crime...

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Market Abuse (MAR) Feb 26, 2019

Three Key Compliance Challenges for Asset Managers

If there’s been one certainty for asset manages over the past few years it’s been this: the regulatory landscape is going to...

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Market Abuse (MAR) Feb 22, 2019

FCA Questions Effectiveness of Firms’ Market Surveillance Capabilities

On February 13, Julia Hoggett, Director of Market Oversight at the Financial Conduct Authority (FCA), gave a speech on the implementation of...

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Market Abuse (MAR) Nov 26, 2018

ESMA Reports Back on MAR Sanctions

On November 15, the European Securities and Markets Authority (ESMA) published its annual report into the administrative sanctions issued by national competent...

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