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Market Abuse (MAR) Jul 12, 2018

Market & Trade Surveillance: Technology Trends

On June 13, RIMES invited industry experts, regulators and financial sector firms to New York to discuss the latest trends in compliance...

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Market Surveillance Jul 12, 2018

RIMES Compliance Panel Talks Market Surveillance

On June 13, RIMES convened an expert panel of speakers in New York to discuss topics around market surveillance compliance obligations and...

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Market Abuse (MAR) Jul 12, 2018

Overcoming the Challenges of Market Surveillance

On June 13, RIMES convened an expert panel of speakers at its New York Summit to discuss regulatory compliance, market surveillance, and...

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