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Data Management May 22, 2019

MAR Compliance: Europe’s Second Investment Wave Gets Underway

When the Market Abuse Regulation (MAR) came into force in 2016 it was a particularly tough time for compliance officers in Europe’s...

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Market Abuse (MAR) Feb 26, 2019

Three Key Compliance Challenges for Asset Managers

If there’s been one certainty for asset manages over the past few years it’s been this: the regulatory landscape is going to...

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Market Abuse (MAR) May 17, 2018

The Quiet Revolution in Market Surveillance Technologies

Over the past two years, trade and market surveillance has become increasingly important for firms across the sell- and buy-sides. Emerging regulations...

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MiFID II Feb 23, 2018

MiFID II: Are the Regulatory Gloves About to Come Off?

The much-heralded Markets in Financial Instruments Directive II (MiFID II) finally came into force on January 3. This transformational regulation has been...

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