When the Market Abuse Regulation (MAR) came into force in 2016 it was a particularly tough time for compliance officers in Europe’s...
View ArticleIf there’s been one certainty for asset manages over the past few years it’s been this: the regulatory landscape is going to...
View ArticleOver the past two years, trade and market surveillance has become increasingly important for firms across the sell- and buy-sides. Emerging regulations...
View ArticleThe much-heralded Markets in Financial Instruments Directive II (MiFID II) finally came into force on January 3. This transformational regulation has been...
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