Data Management
May 30, 2019
MAR Compliance: Europe’s Second Investment Wave Gets Underway
When the Market Abuse Regulation (MAR) came into force in 2016 it was a particularly tough time for compliance officers in Europe’s...
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Market Abuse (MAR)
Feb 26, 2019
Three Key Compliance Challenges for Asset Managers
If there’s been one certainty for asset manages over the past few years it’s been this: the regulatory landscape is going to...
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Market Abuse (MAR)
May 17, 2018
The Quiet Revolution in Market Surveillance Technologies
Over the past two years, trade and market surveillance has become increasingly important for firms across the sell- and buy-sides. Emerging regulations...
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MiFID II
Feb 23, 2018
MiFID II: Are the Regulatory Gloves About to Come Off?
The much-heralded Markets in Financial Instruments Directive II (MiFID II) finally came into force on January 3. This transformational regulation has been...
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