Market Surveillance Mar 2, 2021

2020 and Buy-Side Compliance: A Year of Awakening and Investment

On February 18, Scott Burke, Regulatory Product Manager at RIMES, was joined by Danielle Tierney, Head of RegTech and Risk Research at...

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Market Surveillance Feb 11, 2021

Market Surveillance Automation: Delay No More

Investment firms no longer have a choice: they must automate market surveillance workflows to mitigate risk. While it’s understandable that many firms...

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Market Abuse (MAR) Dec 17, 2020

XLoD Debate: Buy-Side Surveillance

On November 18, Scott Burke, Regulatory Product Manager at RIMES, took part in a debate on market surveillance, which was convened as...

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Benchmarks Regulation (BMR) Dec 16, 2020

Does the Ghost of Christmas Future Have a Message About BMR for Users of UK Administered Benchmarks?

The Financial Conduct Authority (FCA) announced on December 1 that access to the new UK Benchmarks Register will be provided from 11:00...

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