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Market Surveillance Sep 22, 2020

A timely reminder to ensure adequate market surveillance

The publication by the FCA of a Decision Notice on September 16 will no doubt cause some anxiety within control functions at...

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Market Abuse (MAR) Sep 8, 2020

RIMES Named a Leading Trade Surveillance Technology Provider by Greenwich Associates

RIMES’ RegFocussm Market Surveillance solution named as one of the top trade surveillance solutions for financial services firms. New York, September 8th,...

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Benchmarks Regulation (BMR) Aug 10, 2020

More Questions Than Answers: The BMR Saga Rumbles On

If the European Benchmarks Regulation (BMR) can be thought of in terms of a journey, nearly two years after it came into...

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Market Abuse (MAR) Jun 30, 2020

Financial Sector Regulations in Australia: The Aussie Rules are Tightening Up

Australian financial sector regulations are a bit like the rules in Aussie rules football: while we know they exist, few of us...

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