RegTech Mar 17, 2021

FCA Sets Out Expectations Around Communications Surveillance

COVID-19 may have brought about a new normal of remote and home working, but one thing hasn’t changed as far as the...

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Market Surveillance Mar 2, 2021

2020 and Buy-Side Compliance: A Year of Awakening and Investment

On February 18, Scott Burke, Regulatory Product Manager at RIMES, was joined by Danielle Tierney, Head of RegTech and Risk Research at...

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Market Surveillance Feb 11, 2021

Market Surveillance Automation: Delay No More

Investment firms no longer have a choice: they must automate market surveillance workflows to mitigate risk. While it’s understandable that many firms...

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Market Abuse (MAR) Dec 17, 2020

XLoD Debate: Buy-Side Surveillance

On November 18, Scott Burke, Regulatory Product Manager at RIMES, took part in a debate on market surveillance, which was convened as...

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