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Benchmarks Regulation (BMR) Nov 5, 2018

The FCA Evaluates the Impact of its Benchmark Reforms

At the end of October, the UK’s Financial Conduct Authority (FCA) published an evaluation paper which examined the reforms it made to...

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Benchmarks Regulation (BMR) Oct 25, 2018

ANNA Taskforce to Investigate ISINs for Benchmarks

This month, the Association of National Numbering Agencies (ANNA) formed a new Benchmarks Taskforce to provide clarity and guidance around the development...

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Market Abuse (MAR) Oct 24, 2018

The Great MAR Crackdown

Last month, we discussed reports that the UK’s Financial Conduct Authority (FCA) had issued a questionnaire to asset managers in the country...

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Market Abuse (MAR) Oct 23, 2018

Want to be Compliant? Act Like a Regulator

When it comes to compliance, financial sector firms have never had it so tough. Starting with the financial crisis in 2008, a...

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