Regulation

PRA Puts Banks on Notice: Regulatory Reporting Must Improve

This September, the Bank of England’s Prudential Regulation Authority (PRA), wrote to the CEOs of banks and building societies to warn them...

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Market Surveillance Mar 2, 2021

2020 and Buy-Side Compliance: A Year of Awakening and Investment

On February 18, Scott Burke, Regulatory Product Manager at RIMES, was joined by Danielle Tierney, Head of RegTech and Risk Research at...

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Benchmarks Regulation (BMR) Feb 9, 2021

BMR Mutates, and Becomes More Troublesome

Regulations have a habit of changing course suddenly and, like the nasty new strain of a virus, can make life much more...

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Market Abuse (MAR) Dec 17, 2020

XLoD Debate: Buy-Side Surveillance

On November 18, Scott Burke, Regulatory Product Manager at RIMES, took part in a debate on market surveillance, which was convened as...

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