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Regulation Sep 2, 2019

LIBOR Reform: What’s Next and How Can Firms Adapt?

Few areas of the financial sector are undergoing such profound and rapid change as in the area of benchmarks, rates and indices....

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Market Abuse (MAR) Aug 8, 2019

The FCA Highlights Importance of Robust Insider List Management

In the latest (August 2019) edition of the Financial Conduct Authority’s (FCA) Market Watch newsletter, the Regulator focused on the important topic...

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Market Surveillance Jul 22, 2019

The FCA and Market Surveillance: Trouble in STOR?

When the EU’s Market Abuse Regulation (MAR) came into force in July 2016, it imposed new market surveillance and reporting requirements on...

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Data Management Jul 19, 2019

Regulation and the Global Boom in LEI Data

After the financial crisis, the Legal Entity Identifiers (LEIs) initiative was introduced by the G20 and the Financial Stability Board (FSB) to...

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