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Market Surveillance Jul 22, 2019

The FCA and Market Surveillance: Trouble in STOR?

When the EU’s Market Abuse Regulation (MAR) came into force in July 2016, it imposed new market surveillance and reporting requirements on...

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Data Management Jul 19, 2019

Regulation and the Global Boom in LEI Data

After the financial crisis, the Legal Entity Identifiers (LEIs) initiative was introduced by the G20 and the Financial Stability Board (FSB) to...

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Benchmarks Regulation (BMR) Apr 8, 2019

FCA Prepares UK Benchmarks Register

As part of its preparations around Brexit, the UK’s Financial Conduct Authority (FCA) has drafted a UK Benchmarks Register. The Register mirrors...

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Market Abuse (MAR) Feb 26, 2019

Three Key Compliance Challenges for Asset Managers

If there’s been one certainty for asset manages over the past few years it’s been this: the regulatory landscape is going to...

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