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SOTERIA provides financial organizations around the world with the ability to compliantly capture, analyze, store and surveil business communications and market data in T0, regardless of the source, and in a single, global and hierarchical view. They also provide Data Integrity through tokenized 3rd party verification for Duty of Care and Evidential Weight.
RIMES fully integrates with SOTERIA: the service marries trade and communication monitoring, to provide financial firms with best-in-class Market Manipulation and Insider Dealing Detection capabilities.
Within RIMES’ RegFocus℠ Market Surveillance service, users can identify defined suspicious behaviors and patterns, which can be investigated fully using SOTERIA’s real-time communications capture and surveillance capabilities for all audio, video and electronic records.
The is the industry’s first ever unified surveillance service, which creates workflow efficiencies, significantly reducing review time. By unifying communications and trading exceptions, effective and robust compliance risk controls for both buy-side and sell-side financial services firms are redefined.
Built with Key Current Regulation in mind:
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